Compliance Mapping

Frisby AI Operations Enterprise AI Accuracy Platform

Compliance Framework Mapping

See exactly how Frisby AI tools map to regulatory requirements across 7 major frameworks.

Select Your Industry

Which industry are you in?

Select your industry to see which compliance frameworks apply and how Frisby AI covers every requirement.

☤Healthcare3 frameworks

⚖Financial Services4 frameworks

⚖Legal4 frameworks

⛪Real Estate3 frameworks

⚠Insurance4 frameworks

🏛Government3 frameworks

💻Technology3 frameworks

Select an industry above

Applicable Frameworks

Your Compliance Stack

Recommended For You

Your Tool Stack

Suggested Workflow

HIPAA

Protects patient health information (PHI). Requires safeguards for electronic health records, breach notification, and access controls.

Non-compliance Risk: High

PHI ExposureData IntegrityAccess ControlsBreach NotificationMinimum Necessary

Control	Requirement	Frisby Tool	How It Helps	Status
§164.502	Minimum Necessary Standard	AI Content Auditor	Flags unnecessary PHI in AI outputs	Active
§164.312(a)	Access Controls	AI Content Auditor	Verifies access control language in policies	Active
§164.312(e)	Transmission Security	Compliance Report	Documents encryption compliance	Active
§164.308(a)(1)	Security Management	Continuous Monitoring	Ongoing risk assessment	Enterprise
§164.530(j)	Documentation Retention	Audit Logs	7-year retention trail	Enterprise
§164.308(a)(5)	Security Awareness Training	AI Output Validator	Identifies training gaps in AI-generated materials	Active
§164.314(a)	Business Associate Contracts	AI Content Auditor	Validates BAA language in vendor agreements	Enterprise
§164.410	Breach Notification to Individuals	Compliance Report	Generates breach notification documentation	Lender

FINRA

Regulates broker-dealer communications. Requires fair, balanced disclosures and prohibits misleading claims about investment performance.

Non-compliance Risk: High

SuitabilityRecordkeepingCommunicationsSupervisionAnti-Fraud

Control	Requirement	Frisby Tool	How It Helps	Status
Rule 2111	Suitability	AI Content Auditor	Validates recommendation accuracy	Active
Rule 3110	Supervision	Continuous Monitoring	Automated content review	Enterprise
Rule 4511	Books & Records	Audit Logs	Complete audit trail	Enterprise
Rule 2210	Communications	AI Output Validator	Checks for misleading claims	Active
Rule 3120	Compliance System	Compliance Report	Generates compliance documentation	Active
Rule 2010	Standards of Commercial Honor	AI Content Auditor	Detects unethical language in AI outputs	Active
Rule 3310	Anti-Money Laundering	AI Content Auditor	Verifies AML compliance language	Lender
Rule 4370	Business Continuity Planning	Compliance Report	Documents BCP procedures for AI systems	Enterprise

SEC

Securities regulation requiring accurate financial disclosures, material risk reporting, and anti-fraud provisions.

Non-compliance Risk: High

DisclosureAnti-FraudRecordkeepingReportingInsider Trading

Control	Requirement	Frisby Tool	How It Helps	Status
Reg S-K	Disclosure Requirements	AI Content Auditor	Validates completeness of AI-generated disclosures	Active
Rule 10b-5	Anti-Fraud Provisions	AI Output Validator	Detects misleading or deceptive claims in content	Active
Rule 17a-4	Records Preservation	Audit Logs	Immutable audit trail with retention compliance	Enterprise
Reg FD	Fair Disclosure	AI Content Auditor	Ensures AI content meets fair disclosure standards	Active
Rule 206(4)-7	Compliance Policies & Procedures	Compliance Report	Generates compliance policy documentation	Active
Reg S-P	Privacy of Consumer Information	AI Content Auditor	Scans for PII exposure in AI-generated documents	Enterprise
Rule 204-2	Books & Records for Advisers	Continuous Monitoring	Ongoing record integrity verification	Enterprise
Reg BI	Best Interest Obligation	AI Content Auditor	Validates best interest documentation in AI outputs	Lender

GDPR

EU data protection regulation. Requires lawful data processing, consent management, data minimization, and right to erasure.

Non-compliance Risk: High

ConsentData MinimizationRight to ErasureData PortabilityDPO Requirements

Control	Requirement	Frisby Tool	How It Helps	Status
Article 5	Principles of Processing	AI Content Auditor	Validates data processing against lawfulness, fairness, transparency	Active
Article 6	Lawful Basis for Processing	AI Content Auditor	Verifies documented legal basis for each AI data use	Active
Article 13	Information to Data Subjects	Compliance Report	Generates privacy notice documentation	Active
Article 17	Right to Erasure	Audit Logs	Tracks erasure requests and completion records	Enterprise
Article 25	Data Protection by Design	AI Content Auditor	Assesses privacy-by-design in AI workflows	Enterprise
Article 30	Records of Processing	Continuous Monitoring	Maintains real-time processing activity records	Enterprise
Article 33	Breach Notification	Compliance Report	72-hour breach notification documentation	Lender
Article 35	Data Protection Impact Assessment	AI Content Auditor	Automates DPIA generation for AI systems	Lender

CCPA/CPRA

California consumer privacy rights. Requires disclosure of data collection practices, opt-out rights, and data deletion capabilities.

Non-compliance Risk: Medium

Consumer RightsData CollectionOpt-OutData DeletionService Provider

Control	Requirement	Frisby Tool	How It Helps	Status
§1798.100	Right to Know	AI Content Auditor	Catalogs AI data collection for disclosure responses	Active
§1798.105	Right to Delete	Audit Logs	Tracks deletion requests and verification	Enterprise
§1798.110	Right to Know Categories	Compliance Report	Documents data categories collected by AI systems	Active
§1798.120	Right to Opt-Out of Sale	AI Content Auditor	Verifies opt-out mechanisms in AI workflows	Active
§1798.135	Opt-Out Link Requirements	AI Output Validator	Scans AI-generated pages for opt-out compliance	Active
§1798.140(w)	Service Provider Obligations	AI Content Auditor	Validates service provider contract language	Enterprise
§1798.150	Private Right of Action (Breaches)	Continuous Monitoring	Real-time breach detection in AI pipelines	Lender
§1798.185	Risk Assessments (CPRA)	AI Content Auditor	Automates annual AI risk assessment reports	Lender

RESPA/TILA

Real estate settlement and lending disclosure requirements. Mandates accurate loan estimates, closing disclosures, and anti-kickback provisions.

Non-compliance Risk: High

DisclosureSettlementKickbacksServicingTruth in Lending

Control	Requirement	Frisby Tool	How It Helps	Status
Section 8	Kickback Prohibition	AI Content Auditor	Detects referral fee language in AI-generated agreements	Active
Section 6	Servicing Disclosure	AI Content Auditor	Validates servicing transfer notice requirements	Active
Reg Z §226.18	Truth in Lending Disclosure	Compliance Report	Generates compliant TILA disclosure documents	Lender
TRID	Integrated Disclosure Rule	AI Content Auditor	Validates Loan Estimate and Closing Disclosure accuracy	Lender
Section 10	Escrow Account Limits	AI Content Auditor	Verifies escrow calculations in AI-generated statements	Lender
Reg Z §226.19	ARM Disclosure	AI Content Auditor	Validates adjustable rate mortgage disclosure accuracy	Lender
Section 4	Special Information Booklet	Compliance Report	Documents required consumer education materials	Active
Reg Z §226.32	High-Cost Mortgage Requirements	Continuous Monitoring	Monitors AI outputs for HOEPA threshold triggers	Enterprise

ISO/IEC 42001

AI management system standard. Requires AI risk assessment, bias monitoring, transparency, and accountability frameworks.

Non-compliance Risk: Medium

AI Risk AssessmentData QualityTransparencyAccountabilityMonitoring

Control	Requirement	Frisby Tool	How It Helps	Status
Clause 4	Context of the Organization	Compliance Report	Documents AI system scope and stakeholder requirements	Active
Clause 5	Leadership & Commitment	AI Content Auditor	Validates AI governance policies and accountability	Active
Clause 6.1	Actions to Address Risks	AI Content Auditor	Automated AI risk identification and assessment	Active
Clause 6.2	AI Objectives & Planning	Compliance Report	Generates measurable AI objective documentation	Enterprise
Clause 7	Support & Resources	AI Output Validator	Assesses training data quality and competency gaps	Active
Clause 8	Operational Planning & Control	Continuous Monitoring	Real-time operational control of AI system behavior	Enterprise
Clause 9	Performance Evaluation	Audit Logs	Complete performance audit trail for AI systems	Enterprise
Clause 10	Improvement & Nonconformity	AI Content Auditor	Identifies nonconformities and tracks corrective actions	Lender

Framework Summary

Coverage at a Glance

HIPAA

Controls Mapped8

Supported100%

Recommended TierEnterprise

FINRA

Controls Mapped8

Supported100%

Recommended TierEnterprise

SEC

Controls Mapped8

Supported100%

Recommended TierEnterprise

GDPR

Controls Mapped8

Supported100%

Recommended TierLender & Regulated

CCPA / CPRA

Controls Mapped8

Supported100%

Recommended TierLender & Regulated

RESPA / TILA

Controls Mapped8

Supported100%

Recommended TierLender & Regulated

ISO/IEC 42001

Controls Mapped8

Supported100%

Recommended TierEnterprise

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56 controls mapped across 7 frameworks. Every plan includes core compliance tools — enterprise and regulated tiers unlock advanced monitoring and audit capabilities.

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